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Andrew Left Petitions SEC for Regulatory Clarity to Protect Free Speech and Property Rights of Investors
Andrew Left SEC Petition to SEC for regulatory clarity.
US v. Alladawi: New Ciminelli wire fraud decision
New case alert: US v. Alladawi - a case incorporating the Ciminelli right-to-control theory to find a defendant not guilty.
Materiality Standards: Comparing SEC and Federal Fraud Laws
Prosecutors frequently argue that 18 USC 1348 (Title 18 securities fraud) has a lower materiality standard than Title 15 securities fraud (10b-5). This blog post argues that there is little reason for courts to impose a lower materiality standard for the same conduct.
Motion to Stay Dismissal of Indictment: Denied
Dynamis attorney Eric Rosen defeated the DOJ in a motion to dismiss the Indictment in the “Atlas Trading” case
Dynamis Secures Dismissal in “Atlas Trading” Stock Fraud Case
Dynamis attorneys secured the dismissal of the Indictment in the "Atlas Trading" securities fraud case in the Southern District of Texas. Dynamis attorneys drafted the briefs and led the fight to obtain dismissal of the Indictment.