Dynamis LLP partners Michael B. Homer and Constantine Economides recently obtained a complete trial victory against the SEC on behalf of financial services professional, Tom Capellini. Mr. Capellini and his brother-in-law were wrongfully accused by the SEC of securities fraud and other violations of the U.S. securities laws, stemming from an alleged pump-and-dump scheme.

Andrew Left SEC Petition to SEC for regulatory clarity.

Investment contract - Howey test - unconstitutionally vague

Disgorgement after SEC v. Govil

Atlas Trading case stayed pending decision in Kousisis v. United States.

Roaring Kitty meme stock investor alleged to have committed securities fraud by suit filed in Federal Court in Brooklyn.

Title 18 Section 1348 “Materiality” Standard as compared with Title 15 securities fraud cases.