Dynamis LLP partners Michael B. Homer and Constantine Economides recently obtained a complete trial victory against the SEC on behalf of financial services professional, Tom Capellini. Mr. Capellini and his brother-in-law were wrongfully accused by the SEC of securities fraud and other violations of the U.S. securities laws, stemming from an alleged pump-and-dump scheme.

Boston federal prosecutors unannounced unsealing of a deferred prosecution agreement with McKinsey.

Title 18 Section 1348 “Materiality” Standard as compared with Title 15 securities fraud cases.